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RESTORING MARKET CONFIDENCE - (26-09-2014)



Despite regulatory and industry efforts, confidence in the markets is at an all-time low. According to Robert Powell, Global Head of Compliance and Product Management for Etrali Trading Solutions, traditional training and surveillance methods don’t go far enough to create a culture of compliance that ensures employees comply not only with the letter of the law, but with the spirit of the law as well.

Powell and TABB Group partner and COO Alex Tabb discuss how new technologies, including text analytics, can help firms build a culture of compliance, and how the regulatory approach differs in the US and Europe.

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